Banking & finance

Proctored compliance and aptitude tests for banking and finance

In financial services, a compliance pass is a regulatory record, not a formality. If an examiner asks who took the required test and how you know, "we emailed a quiz" will not do. TunnelQuiz checks each employee's email code, proctors the attempt, and produces auditable reports you can put in front of an auditor.

Run a compliance test free Read the FAQs

How do banks prove employees completed mandatory compliance training? TunnelQuiz checks each employee's email OTP, proctors the attempt, and stores a timestamped, exportable record. Internal audit and regulators can see that the employee you invited passed the required compliance test.

Assessment records built for audit and regulators

Tied to the invited employee

Email OTP ties each required attempt to the employee's invited inbox, so a compliance record is never a shared login.

Shareable, auditable reports

Results export as clean, timestamped reports. From Essential, share a view-only report link and switch it off at any time.

Proctored & flagged

Tab switches, copy-paste and second screens are logged, so a compliance pass reflects real understanding, not an open policy doc.

Clear retention

Screen and webcam captures are deleted automatically after 90 days. Answers and scores stay until you delete them, 3 years at most.

What finance teams run on TunnelQuiz

Compliance tests

Run required AML, KYC and conduct tests with a proctored, timestamped record every examiner expects.

Regulator-readyTimestamped

Product-knowledge checks

Check that advisers and branch staff really understand what they sell before they sell it.

Adviser-readyPre-sale

Aptitude & role tests

Screen and benchmark analysts and associates on fair, proctored aptitude tests.

ObjectiveBenchmarked

Why risk teams drop the emailed quiz

See how a proctored assessment compares with an unwatched e-learning quiz.

TunnelQuiz
Unmonitored e-learning quiz
{{ r.label }}
{{ c.colName }} {{ c.text }}
Good to know

Questions compliance teams ask us

Yes. Each attempt is tied to the employee's invited inbox by email OTP and saved with a timestamped record of the proctoring events and the answers given. That is the record an examiner asks for to show the employee you invited finished and passed a required test, and it exports cleanly for the audit file.

The attempt runs full-screen with tab-switch, copy-paste and second-screen detection, so opening the policy in another tab gets flagged. You decide how strict to be, so a light refresher and a high-stakes conduct exam can use different levels of proctoring.

Screen and webcam captures are deleted automatically after 90 days on every plan. Answers and scores stay until you delete them, 3 years at most. From Essential, reports can also go out as view-only links that you can switch off at any time.

Banks and financial firms that assess their people on TunnelQuiz

BlueRiver Bank Sterling Capital Meridian Invest FirstTrust Nexa Finance CompliCore WealthWorks Audit Partners

Compliance you can put in front of an auditor.

Run proctored, logged tests in the browser, with timestamped records behind every pass.

Start free Book a demo
  • Plans from $34₹1,319 a month, billed yearly
  • No install, runs in the browser
  • Screen capture on every plan
  • MCQs scored the moment they submit